- 12.2.1. Compliance with Findings
- 3.17. Single Family accounts
- 6.11. Rules relating to Real Estate Investment Trusts
- 7.3. Duties in relation to Fund property
- 3.1.7. Short selling and position management
- 5.2.3. Notification of significant breaches by the Authorised Market Institution or its Employees
- 7.3.10 Material changes affecting a Borrower or Issuer
- Guidance: Purpose and application of MAR
- 1.8. Application of these rules — genera
- 4.12. Capital ratios
- 4.14. Common Equity Tier 1 (CET1) Capital
- 4.29. Deductions from Regulatory Capital
- 5.6. Calculation of Risk-Weighted Assets (RWAs)
- 5.15. Standard haircuts for Credit Risk Mitigation calculations
- 5.17. Eligible financial collateral
- 1.1.5. Key Definitions
- 6.2. Trading Book
- 6.7. Standard method and use of Internal Models
- 9.1. Liquidity Risk Management – Systems and Controls
- 9.10 Contingency Funding Plan
- 10.3 Financial Group Capital Requirement
- 12.2.2 Insurers to give notice of decision to cease business
- 11.3 Imposition of an Individual Capital Requirement
- 1.3 Application of PRU(INV) Rules
- 2.2.3 Intervention power of AFSA
- 2.2.1 Financial resources
- 3.2 References to Capital Resources and currencies
- 4.2 Liquid Assets requirement
- 4.3 Calculating Liquid Assets
- 4.4 Calculating Annual Operating Expenditure
- 5.1 Application of Chapter 5
- 6.6 Externally Regulated PRU Investment Firms
- 4.1 Firms must take out and maintain professional indemnity insurance
- 4.2 Who is suitable to provide professional indemnity insurance?
- 113. Powers of the Court in relation to a transfer scheme
- 6.2.3. Regulatory impact
- 6.2.4. Major Acquisitions
- 6.2.5. Suspected Market Abuse
- 6. SUPERVISION
- 24. Insurance Management
- 3.2.3. Information to be communicated directly to Client
- 3.3.7. Withdrawal of a financial promotion
- 3.3.8. Restriction on communicating Financial Promotions
- 7.4.2. Introductions
- 8.2.13. Payments of Client Money from Client Money Accounts
- 1.4. Financial Action Task Force
- 9.2.2. Actuarial reporting requirements for general insurance business
- 9.2.5. Additional powers of the AFSA
- 3.1. Islamic Financial Institutions to disclose status
- 5.3. Independence of SSB
- 12.2.2 Takaful Operators to give notice of decision to cease business
- 5.3. Independence of SSB
- 5.7. Records of assessment of competency of SSB
- 7.2. Systems and controls
- 7.4. Islamic Financial Business policy and procedures manual
- 7.5. SSB for an Islamic Investment Fund
- 7.8. Additional disclosures in the Offering Materials of a Non-Exempt Islamic Fund
- 2.2.2. Takaful Funds – Allocation of assets
- 9.2.2. Actuarial reporting requirements for general Takaful business
- 9.2.5. Additional powers of the AFSA
- 12.4.2. Takaful Operator with business in run-off to notify AFSA of certain contracts
- 4.2 Notifications
- 3.4. Public interest objections
- Client Money
- Major Acquisition
- 7.1.1. General