- 1.5 Definitions etc.
- 1.6 Administration of these Rules
- 2.4. Procedure for dematerialisation of Investments
- 5.3. Procedure for rematerialisation of Investments
- 1.3.6. Withdrawal of an Ancillary Service Provider’s Licence by the AFSA
- 6.2.9. Winding up, bankruptcy, insolvency and resolution
- 6. SUPERVISION
- 8.5.1. Notification of changes in core information
- 1.1. General application rule
- 2.1.1. Form of application
- 2.1.2. Application for registration
- 2.1.3. Criteria for application for registration
- 3.1.2. Requirement to maintain an Audit Principal
- 2.3. Notification by AFSA to the Registrar of Companies
- 4.1. Effect of breach of AUD
- 6.1. Powers of Registrar of Companies
- Guidance: Purpose of this rulebook
- 8.5.2. Notification of key events
- 8.5.3. Notification of actions by other regulators
- 8.6. Communication with the AFSA and Registrar of Companies
- 8.7. Disclosure of regulatory status
- 2.3.1. Fee payable to the Registrar of Companies in respect of filing an annual return or annual confirmation of accuracy of information in the register or accounts in relation to each financial year.
- 2.4.1. Fee for Post- Registration Procedures
- 2.1.1. Application fees payable to the Registrar of Companies in respect of a Company or Partnership
- 2.1.2. Application fees payable to the Registrar of Companies in respect of a Foreign Company or Partnership incorporated outside the AIFC
- 2.6. Fee for reservation of a name
- 5.1.3. Power of the AFSA and Registrar of Companies to reduce or waive fees
- 4.1.1. General requirement
- 4.1.2. Charges to be specified
- 5.1.1. Application not regarded as submitted until fee paid
- 7.2.1. General
- 7.2.2. Fines payable to the Registrar of Companies