- 13.2.8. Principle 8 ‐ Client Money and Client Assets
- 4.3 Calculating Liquid Assets
- 3.2 Minimum Capital Requirement
- 8.2.1. Meaning of "Client Money"
- 8.2.6. Client Money held for Segregated Clients in a Client Money Account
- 8.2.3. General requirements
- 8.2.4. Client Money Accounts
- 8.2.5. Requirement to pay Client Money into Client Money Account
- 8.2.7. Client Money Account to contain Client Money only
- 8.2.8. Exceptions to Holding Client Money in Client Money Accounts
- 8.2.9. Conditions for use of Third Party Account Providers
- 8.2.10. Holding Client Money with Third Party Account Providers
- 8.2.11. Due diligence on Third Party Account Providers
- 8.2.12. Obtaining written acknowledgments from Third Party Account Providers
- 8.2.13. Payments of Client Money from Client Money Accounts
- 8.2.14. Client Money arising from Client Investments
- 8.2.15. Distribution Event
- 8.2.16. Client Money Distribution Rules (Investment Business)
- 8.2.17. Procedures relating to Client Money Accounts
- 8.2.18. Client disclosures
- 8.2.19. Client reporting
- 8.2.20. Record keeping
- 8.3.2. Exceptions to the Client Investments Rules
- 8.5.6. Duty to segregate Client Money
- 8.5.2. Meaning of “Segregated Client”
- 8.5.3. Exception
- 8.5.4. Client Money
- 8.5.5. Holding money as agent of an insurer
- 8.5.8. Use of a Client Money Account
- 8.5.9. Client Money Account
- 8.5.10. No confirmation from Third Party Account Provider
- 8.5.11. Derivatives in management of Client Money
- 8.5.14. Distribution Event
- 8.5.15. Client Money Distribution Rules (Insurance Intermediation and Insurance Management)
- 8.5.16. Client reporting
- Annex A – Client Money Auditor's Report
- Annex C – Insurance Intermediary Auditor's Report
- 2.6. Waivers, conditions, restrictions
- 1.1. A FinTech Lab Participant (the participant) must meet the following minimum requirements before commencing business with Clients:
- 2.3.
- 5.1.