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Regulatory Objectives
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LEGAL ENTITIES LEGISLATION
FINANCIAL SERVICES LEGISLATION
REGULATIONS
RULES
GENERAL RULES
CONDUCT OF BUSINESS RULES
ANTI-MONEY LAUNDERING AND COUNTER-TERRORIST FINANCING AND SANCTIONS RULES
COLLECTIVE INVESTMENT SCHEME RULES
AUTHORISED MARKET INSTITUTION RULES
MARKET RULES
RECOGNITION RULES
DEMATERIALISED INVESTMENT RULES
RULES FOR PRE-IPO LISTINGS
SOVEREIGN BONDS RULES
BANKING BUSINESS PRUDENTIAL RULES
PRUDENTIAL RULES FOR INVESTMENT FIRMS
PRUDENTIAL RULES FOR INSURANCE INTERMEDIARIES
INSURANCE AND REINSURANCE PRUDENTIAL RULES
ISLAMIC BANKING BUSINESS PRUDENTIAL RULES
ISLAMIC FINANCE RULES
TAKAFUL AND RETAKAFUL PRUDENTIAL RULES
REPRESENTATIVE OFFICE RULES
AIFC AUDITOR RULES
AIFC Financial Technology Rules
COOPERATION AND EXCHANGE OF INFORMATION RULES
TERMS AND PROCEDURE FOR CURRENCY TRANSACTIONS
FINANCIAL SERVICES EXEMPT FROM CORPORATE TAX
GLOSSARY
1. APPLICATION
2. INTERPRETATION
[A]
[B]
[C]
[D]
[E]
[F]
[G]
[H]
[I]
[K]
[L]
[M]
[N]
[O]
[P]
[R]
RBA
Real Estate Investment Trust or REIT
Real Estate Management and Servicing Activities
Real Property
REC
Recognised Jurisdiction
Recognised NonAIFC Clearing House
Recognised NonAIFC Investment Exchange
Recognised NonAIFC Market Institutions
Recognised NonAIFC Member
Recognition Requirements
Registered Auditor
Registrar of Companies
Registration Document
Regulated Activity
Regulated Exchange
Regulated Financial Institution
Regulation
Regulatory Capital
Regulatory Objectives
Related Party
Related Party Transaction
Related Person
Relevant Person
REP
Reporting Entity
Retail Client
Risk Management Policy
Risk Management Strategy
Risk Officer
Risk Weighted Assets (RWAs)
Risk-Weight
Risk-Weighted Assets Amount
Rule
[S]
[T]
[U]
[V]
[Q]
FEES RULES
RULES ON CURRENCY REGULATION AND PROVISION OF INFORMATION ON CURRENCY TRANSACTIONS IN THE AIFC
RULES ON THE SUBSTANTIAL PRESENCE OF THE AIFC PARTICIPANTS APPLYING TAX EXEMPTIONS FOR THE PAYMENT OF CIT, VAT
MULTILATERAL AND ORGANISED TRADING FACILITIES RULES
AIFC RECOVERY AND RESOLUTION RULES
AIFC RULES ON DIGITAL ASSET ACTIVITIES
RULES AND MECHANISMS OF COOPERATION OF UNBACKED DIGITAL ASSET EXCHANGES AND/OR CENTRE PARTICIPANTS AUTHORIZED TO CARRY OUT DIGITAL ASSETS-RELATED ACTIVITIES WITH SECOND-TIER BANK OF THE REPUBLIC OF KAZAKHSTAN
POLICIES AND POLICY STATEMENTS
NOTICES
GUIDANCE
TEMPLATE
CONSULTATION PAPERS
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7. Main functions, powers and objectives of the AFSA
91. Recognised Non-AIFC Member
95. Exercise of supervisory powers by the AFSA
96. Power to gather information
130. Power of the AFSA to intervene in proceedings
1.1.5. Fitness and propriety
6. SUPERVISION
