- 14.2.4. Enforcement
- 7.2. General management duties
- 7.3. Duties in relation to Fund property
- 1.1.2. Outsourcing
- 2.6.1. Persons eligible for Membership
- 12.3.3. Takaful Operator directed to go into run-off to provide run-off plan
- 14.1.1. Definition of Captive Takaful Operator
- 6.1. [intentionally omitted]
- 6.5.2. Public notice of suspended or terminated Membership
- 14.1.3. Captive Takaful Operator to be incorporated in the AIFC
- 14.2.1. Captive Takaful Operator may be a Protected Cell Company
- 12.3.1. Application
- 11.3 Imposition of an Individual Capital Requirement
- 12.3.3. Insurer directed to go into run-off to provide run-off plan
- 14.2.1. Captive Insurer may be a Protected Cell Company
- 1.1.3. Key Definitions
- 36. Application for a Licence to carry on Market Activities
- 37. Criteria for the grant of a Licence to carry on Market Activities
- 30. Application for a Licence to carry on Regulated Activities
- 31. Form and content of application for a Licence
- 34. Criteria for the grant of a Licence to carry on Regulated Activities
- 35. Grant or rejection of application
- 38. Grant or rejection of application
- 40. Application for a Licence to carry on Ancillary Services
- 41. Criteria for the grant of a Licence to carry on Ancillary Services
- 56. AFSA power to require report from an Authorised Market Institution
- 98. Power to restrict, withdraw or suspend a Licence
- 100. Power to impose a requirement
- 1.4.1. Activities performed in FinTech Lab
- Guidance: Purpose of this rulebook
- 1.1.1. Definition of Regulated Activities
- 1.1.2. Form and content of application for a Licence
- 1.1.8. Modification or withdrawal of an Authorised Firm’s Licence
- 1.2.1. Form and content of application for a Licence
- 1.2.8. Modification or withdrawal of an Authorised Market Institution’s Licence
- 1.3.1. Definition of Ancillary Service
- 1.3.2. Form and content of application for a Licence
- 1.3.6. Withdrawal of an Ancillary Service Provider’s Licence by the AFSA
- 1.3.5. Application to modify or withdraw an Ancillary Service Provider’s Licence
- 6. SUPERVISION
- 16. Operating a Representative Office
- 8.3.4. Client Investment Accounts
- 12.4.1. Application
- 14.1.1. Definition of Captive Insurer
- FinTech Lab Participant
- 2.1. Requirements for Authorisation
- 12.3.1 Application
- 12.4.1 Application
- 2.4 Licence Amendments
- 2.1 Licence application
- 2.2 Consideration and assessment of applications
- 2.3 Scope of a Representative Office's Licence
- 2.5 Withdrawal of a Licence
- 3.3 Fitness and Propriety
- 5.1 Revocation of Licence
- 1.1. General application rule
- 2.1.1. Form of application
- 2.1.2. Application for registration
- 2.1.3. Criteria for application for registration
- 3.1.3. Demonstration of audit work
- 2.3. Notification by AFSA to the Registrar of Companies
- 8.1.2. Requirement to maintain run off cover
- 4.1. Effect of breach of AUD
- Guidance: Purpose of these Rules
- 2.4. Application process
- 2.5. Licence
- 2.6. Waivers, conditions, restrictions
- 2.7. Reporting
- 2.8. Miscellaneous
- 3.2. Objectives and functions
- 14. Operating a Representative Office
- Captive Insurer
- Captive Takaful Operator
- Insurance Intermediary
- Regulated Financial Institution
- 1.2.1. Application fees payable to the AFSA in respect of Regulated Activities
- 1.2.2. Application fees payable to the AFSA in respect of Market Activities
- 1.2.3. Application fees payable to the AFSA in respect of Ancillary Services
- 1.2 Fees for variation or withdrawal of a Licence
- 1.2 Application fees for modification and withdrawal of a Licence or Approved Individual's registration
- 1.2 Application fees for modification and withdrawal of a Licence or Approved Individual's registration