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38. Grant or rejection of application
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LEGAL ENTITIES LEGISLATION
FINANCIAL SERVICES LEGISLATION
REGULATIONS
FINANCIAL SERVICES FRAMEWORK REGULATIONS
PART 1: INTRODUCTION
PART 2: THE FRAMEWORK OF REGULATION
PART 3: LICENSING OF CENTRE PARTICIPANTS
CHAPTER 1 – Licensing of Authorised Firms
CHAPTER 2 – Licensing of Authorised Market Institutions
36. Application for a Licence to carry on Market Activities
37. Criteria for the grant of a Licence to carry on Market Activities
38. Grant or rejection of application
39. Exemption for Authorised Market Institutions
CHAPTER 3 – Licensing of Ancillary Service Providers
PART 4: CONTROLLED AND DESIGNATED FUNCTIONS
PART 5: CONTROL OF AUTHORISED PERSONS
PART 6: CAPITAL MARKETS
PART 7: COLLECTIVE INVESTMENT SCHEMES
PART 8: SUPERVISION
PART 9: ENFORCEMENT
PART 10: CONFIDENTIALITY
PART 11: CO-OPERATION AND EXCHANGE OF INFORMATION
PART 12: RECOVERY AND RESOLUTION
PART 13: Miscellaneous
SCHEDULE 1: Decision-making procedures of the AFSA
SCHEDULE 2: Appeal to the AIFC Court
RULES
POLICIES AND POLICY STATEMENTS
NOTICES
GUIDANCE
TEMPLATE
CONSULTATION PAPERS
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37. Criteria for the grant of a Licence to carry on Market Activities
39. Exemption for Authorised Market Institutions