- Guidance: Purpose of this rulebook
- 1.1. Application of these Rules
- 2.1. Prohibition on establishment, promotion and marketing of Collective Investment Schemes
- 2.2. Exempt Funds and Non-Exempt Funds
- 2.5. Secondary transactions and excluded Offers
- 3.1. Application
- 3.2. Exclusions
- 3.8. Franchise arrangements
- 3.3. Schemes not operated by way of business
- 3.10. Certificates or Options
- 3.4. Deposits
- 3.9. Clearing services
- 3.5. Common accounts
- 3.6. Commercial activities unrelated to Regulated Activities
- 3.7. Group arrangements
- 3.11. Time‐share and other 'property‐enjoyment' related arrangements
- 3.12. Bodies corporate not undertaking investment management
- 3.13. Debentures and Warrants of a single issuer
- 3.14. Insurance
- 3.15. Profit Sharing Investment Accounts (PSIAs)
- 3.16. Discretionary Portfolio Accounts
- 3.17. Single Family accounts
- 3.18. Sukuk
- 3.19. Employee reward schemes
- 3.20. Carried interest vehicles
- 3.21. Other circumstances
- 4.4. Rejection of an application
- 5.3. Content requirements for Offering Materials
- 4. Managing a Collective Investment Scheme
- 7.1.2. Conditions for admission of Units to trading
- 1.3 Application of PRU(INV) Rules
- 61. Definition of an Offer of Securities
- 62. Prohibition – Admission to trading
- 92. Definition of Collective Investment Scheme
- 94. Power to give directions in respect of Collective Investment Schemes
- 2.4.1. Requirements to be a Deemed Professional Client
- Foreign Fund
- Fund
- Guidance
- 4. Managing a Collective Investment Scheme
- CIS
- Domestic Fund
- Exempt Fund
- Non-Exempt Fund