- 1.1.1. Definitions
- 3.1.6. Tick size regimes
- 3.1.1. Fair and orderly trading
- 3.1.7. Short selling and position management
- 3.1.2. Execution of orders
- 3.1.3. Publicly available data on quality of executions
- 3.1.4. Market making arrangements
- 3.1.5. Trading controls
- 3.1.8. Liquidity incentive schemes
- 3.1.9. Settlement and Clearing facilitation services
- 3.2.1. Admission to Trading Rules
- 3.2.2. Content of Admission to Trading Rules
- 3.3.5. Publication of decision to lift suspension or re-admit to trading
- 3.2.4. Review of compliance
- 3.2.5. Verification of compliance by issuers with Market Rules
- 3.2.6. Arrangements for access to information
- 3.3.1. Power to suspend
- 3.3.2. Limitation on power to suspend or remove Securities or Units in a Listed Fund from trading
- 3.3.3. Suspension or removal from trading of associated derivatives
- 3.3.4. Publication of decision to suspend or remove from trading
- 3.4.1. Pre-trade transparency obligation
- 3.4.2. Post-trade transparency obligation
- 3.5.1. Default Rules
- 3.5.2. Public notice of suspended or terminated Membership
- 3.5.3. Cooperation with office-holder
- 3.6.1. General requirements relating to Listing Rules
- 3.6.2. Contents of Listing Rules
- 3.6.3. Publication of Listing Rules
- 3.6.4. Compliance with Listing Rules
- 3.6.5. Application for admission of Securities or Units in a Listed Fund to an Official List
- 4.6.4. Cooperation with other authorities
- 5.2.7. Notification of admission to or removal from trading
- Guidance: Purpose and application of MAR
- 1.4.4. Section 1: The Introduction
- 1.4.6. Section 3: Key information on Securities
- 1.7.6. Publication of a Prospectus
- 2.5.4. Exemptions
- 4.1.1. Appointment of sponsors
- 4.1.5. Obligations of a sponsor
- 4.1.6. Sponsor’s obligation when aware of non-compliance
- 4.1.8. Co-operation with sponsors
- 4.1.9. Notifying the AFSA of failure to co-operate
- 7.1.2. Conditions for admission of Units to trading
- 1. Application and Scope
- 2. Interpretation
- 3. Rules applicable to Authorised Investment Exchange
- 3. Application and Scope
- 7. Safekeeping and Settlement
- 13. Admission to trading and Exemption from the Requirement to be Admitted to Trading
- SCHEDULE 1
- 61. Definition of an Offer of Securities
- 62. Prohibition – Admission to trading
- 64. Maintaining an Official List
- 65. Listing Rules Requirements
- 66. Admission of Securities or Units in a Listed Fund to an Official List
- 67. AFSA objection to admission of Securities or Units in a Listed Fund to an Official List
- 68. Suspending and delisting Securities or Units in a Listed Fund from an Official List
- 71. AFSA power to approve omission of information
- 74. Right to withdraw
- 85. Sponsors and compliance advisers
- 91. Recognised Non-AIFC Member
- 3.4.6. Restriction on nature of Investments
- 5.3.3. Exempt Investments for the purposes of COB 5.3.2
- Admission to Trading Rules
- Equivalent Regulated Exchange for Listed Funds
- Listing Rules
- Market Contract
- Market Making Agreement
- Offer of Securities
- Offer of Units
- Official List
- Overseas Listed Fund