Arranging Deals in Investments

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Arranging Deals in Investments

LEGAL ENTITIES LEGISLATION

FINANCIAL SERVICES LEGISLATION

CONDUCT OF BUSINESS RULES

ANTI-MONEY LAUNDERING AND COUNTER-TERRORIST FINANCING AND SANCTIONS RULES

COLLECTIVE INVESTMENT SCHEME RULES

AUTHORISED MARKET INSTITUTION RULES

RECOGNITION RULES

DEMATERIALISED INVESTMENT RULES

RULES FOR PRE-IPO LISTINGS

SOVEREIGN BONDS RULES

BANKING BUSINESS PRUDENTIAL RULES

PRUDENTIAL RULES FOR INVESTMENT FIRMS

PRUDENTIAL RULES FOR INSURANCE INTERMEDIARIES

INSURANCE AND REINSURANCE PRUDENTIAL RULES

ISLAMIC BANKING BUSINESS PRUDENTIAL RULES

ISLAMIC FINANCE RULES

TAKAFUL AND RETAKAFUL PRUDENTIAL RULES

REPRESENTATIVE OFFICE RULES

AIFC AUDITOR RULES

AIFC Financial Technology Rules

COOPERATION AND EXCHANGE OF INFORMATION RULES

TERMS AND PROCEDURE FOR CURRENCY TRANSACTIONS

FINANCIAL SERVICES EXEMPT FROM CORPORATE TAX

2. INTERPRETATION

Accepting Deposits

Acting as the Trustee of a Fund

Admission to Clearing Rules

Admission to Trading Rules

Advising on a Credit Facility

Advising on Investments

AIFC-Incorporated Insurer

AIFC-Incorporated Takaful Operator

Ancillary Service

Ancillary Service Provider

Annual Operating Expenditure

Approved Actuary

Approved Individual

Arranging a Credit Facility

Arranging Custody

Arranging Deals in Investments

Assessed Professional Client

Asset Risk Component

Associated Party

Audit Personnel

Audit Principal

Authorised Clearing House

Authorised Crowdfunding Platform

Authorised Firm

Authorised Investment Exchange

Authorised Market Institution

Authorised Person

Authorised Private E-currency Trading Facility

Authorised Promoter

AIFC Legal Services Board

RULES ON CURRENCY REGULATION AND PROVISION OF INFORMATION ON CURRENCY TRANSACTIONS IN THE AIFC

RULES ON THE SUBSTANTIAL PRESENCE OF THE AIFC PARTICIPANTS APPLYING TAX EXEMPTIONS FOR THE PAYMENT OF CIT, VAT

MULTILATERAL AND ORGANISED TRADING FACILITIES RULES

AIFC RECOVERY AND RESOLUTION RULES

AIFC RULES ON DIGITAL ASSET ACTIVITIES

RULES AND MECHANISMS OF COOPERATION OF UNBACKED DIGITAL ASSET EXCHANGES AND/OR CENTRE PARTICIPANTS AUTHORIZED TO CARRY OUT DIGITAL ASSETS-RELATED ACTIVITIES WITH SECOND-TIER BANK OF THE REPUBLIC OF KAZAKHSTAN

POLICIES AND POLICY STATEMENTS

CONSULTATION PAPERS

Arranging Custody

Assessed Professional Client

Links to this article

4. Managing a Collective Investment Scheme
7.2.1 An Authorised Crowdfunding Platform may apply to the AFSA to carry on one or more of the following Regulated and Market Activities:
1.3 Application of PRU(INV) Rules
18. Providing Credit
4. Managing a Collective Investment Scheme
Investment Business

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