About
About
What we do
Our Jurisdiction
Management
International Cooperation
Our Mission
Our Structure
Risk Management Framework
Firms
Firms
Authorisation
Enforcement
Supervision
Consumers
Consumers
Complaints
Know your rights
Scams
Investment Guide
Fintech
FinTech
FinTech Lab
Fintech Hub
Global Financial Innovation Network (GFIN)
Registration
Registration
Consider before opening business
Post-registration
Types of participants
Legal Framework
Public Register
Notice Register
Main
>
Legal Framework
>
64. Maintaining an Official List
Login
LEGAL ENTITIES LEGISLATION
FINANCIAL SERVICES LEGISLATION
REGULATIONS
FINANCIAL SERVICES FRAMEWORK REGULATIONS
PART 1: INTRODUCTION
PART 2: THE FRAMEWORK OF REGULATION
PART 3: LICENSING OF CENTRE PARTICIPANTS
PART 4: CONTROLLED AND DESIGNATED FUNCTIONS
PART 5: CONTROL OF AUTHORISED PERSONS
PART 6: CAPITAL MARKETS
CHAPTER 1 – Authorised Market Institutions
CHAPTER 2 – Offer of Securities
CHAPTER 3 – Admission to trading
CHAPTER 4 – Listing
64. Maintaining an Official List
65. Listing Rules Requirements
66. Admission of Securities or Units in a Listed Fund to an Official List
67. AFSA objection to admission of Securities or Units in a Listed Fund to an Official List
68. Suspending and delisting Securities or Units in a Listed Fund from an Official List
CHAPTER 5 – Prospectus Requirement
CHAPTER 6 – Misleading and deceptive statements or omissions
CHAPTER 7 – Obligations of Reporting Entities
CHAPTER 8 – Prevention of Market Abuse
CHAPTER 9 – Takeovers
CHAPTER 10 – Recognition
PART 7: COLLECTIVE INVESTMENT SCHEMES
PART 8: SUPERVISION
PART 9: ENFORCEMENT
PART 10: CONFIDENTIALITY
PART 11: CO-OPERATION AND EXCHANGE OF INFORMATION
PART 12: RECOVERY AND RESOLUTION
PART 13: Miscellaneous
SCHEDULE 1: Decision-making procedures of the AFSA
SCHEDULE 2: Appeal to the AIFC Court
RULES
POLICIES AND POLICY STATEMENTS
NOTICES
GUIDANCE
TEMPLATE
CONSULTATION PAPERS
ARCHIVE
Entire section
PDF
Print
Versions
CHAPTER 4 – Listing
65. Listing Rules Requirements