2.3.1. Mandatory appointments

(1)            A Digital Asset Trading Facility Operator must make the following appointments:

(a)            Senior Executive Officer;

(b)            Finance Officer;

(c)            Compliance Officer; and

(d)            Money Laundering Reporting Officer.

(2)            A Digital Asset Trading Facility Operator must appoint a Chief Information Technology Officer, who is an individual responsible for its ongoing information technology (“IT”) operations, maintenance and security oversight, and for ensuring that the Digital Asset Trading Facility Operator’s IT systems are reliable and adequately protected from external attack or incident.

(3)            AFSA may direct a Digital Asset Trading Facility Operator to appoint a Risk Manager.

(4)            A person may not combine two roles specified in (1) unless the Digital Asset Trading Facility Operator obtains the AFSA’s written approval.