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2.13.11. Obligation to report to the AFSA
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LEGAL ENTITIES LEGISLATION
FINANCIAL SERVICES LEGISLATION
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PRUDENTIAL RULES FOR INVESTMENT FIRMS
PRUDENTIAL RULES FOR INSURANCE INTERMEDIARIES
INSURANCE AND REINSURANCE PRUDENTIAL RULES
ISLAMIC BANKING BUSINESS PRUDENTIAL RULES
ISLAMIC FINANCE RULES
TAKAFUL AND RETAKAFUL PRUDENTIAL RULES
REPRESENTATIVE OFFICE RULES
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AIFC Financial Technology Rules
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GLOSSARY
FEES RULES
RULES ON CURRENCY REGULATION AND PROVISION OF INFORMATION ON CURRENCY TRANSACTIONS IN THE AIFC
RULES ON THE SUBSTANTIAL PRESENCE OF THE AIFC PARTICIPANTS APPLYING TAX EXEMPTIONS FOR THE PAYMENT OF CIT, VAT
MULTILATERAL AND ORGANISED TRADING FACILITIES RULES
AIFC RECOVERY AND RESOLUTION RULES
AIFC RULES ON DIGITAL ASSET ACTIVITIES
1. GENERAL
2. RULES APPLICABLE TO DIGITAL ASSET TRADING FACILITY OPERATORS
2.1. Authorisation
2.2. Requirements for Digital Asset Trading Facility Operator authorisation
2.3. Governance
2.4. Technology resources
2.5. Requirements applicable to a Digital Asset Trading Facility Operator
2.6. Membership
2.7. Direct Electronic Access
2.8. Admission of Digital Assets to trading
2.9. Suspending or removing Digital Assets from trading
2.10. Transparency obligations
2.11. Clients
2.12. Conflicts of interest
2.13. Other requirements and obligations
2.13.1. Measures to prevent, detect and report Market Abuse or Financial Crime2.13.1. Measures to prevent, detect and report Market Abuse or Financial Crime
2.13.2. Whistleblowing
2.13.3. Lending and staking
2.13.4. Trading of Digital Assets
2.13.5. Trading controls
2.13.6. Settlement and clearing arrangements
2.13.7. Digital Asset Trading Facility Operator Providing Custody of Digital Assets
2.13.8. Requirements for a Digital Asset Trading Facility Operator appointing a Third Party Digital wallet Service Provider
2.13.9. Requirements in relation to Hot and Cold Digital wallets
2.13.10. Obligation to report transactions
2.13.11. Obligation to report to the AFSA
2.13.12. Obligation to notify the AFSA
2.14. Restrictions
2.15. Prohibitions
2.16. AFSA power to impose requirements
3. RULES APPLICABLE TO DIGITAL ASSET SERVICE PROVIDERS
4. RULES APPLICABLE TO AUTHORISED FIRMS PROVIDING MONEY SERVICES IN RELATION TO DIGITAL ASSETS AND ISSUANCE OF FIAT STABLECOINS AND COMMODITY STABLECOINS
RULES AND MECHANISMS OF COOPERATION OF UNBACKED DIGITAL ASSET EXCHANGES AND/OR CENTRE PARTICIPANTS AUTHORIZED TO CARRY OUT DIGITAL ASSETS-RELATED ACTIVITIES WITH SECOND-TIER BANK OF THE REPUBLIC OF KAZAKHSTAN
AIFC RULES ON PROVIDING MONEY SERVICES
POLICIES AND POLICY STATEMENTS
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2.13.10. Obligation to report transactions
2.13.12. Obligation to notify the AFSA