- 3.13. Debentures and Warrants of a single issuer
- 3.1.6. Tick size regimes
- 3.2.2. Content of Admission to Trading Rules
- 3.3.5. Publication of decision to lift suspension or re-admit to trading
- 3.3.2. Limitation on power to suspend or remove Securities or Units in a Listed Fund from trading
- 3.3.3. Suspension or removal from trading of associated derivatives
- 3.3.4. Publication of decision to suspend or remove from trading
- 5.2.7. Notification of admission to or removal from trading
- 5.2.8. Notification of removal from or admission to clearing
- 7.2.3 An Investment Crowdfunding Platform must not facilitate a Person investing in the following kinds of Investments through the Investment Crowdfunding Platform:
- 1.3.2. Risk factors
- 1.5.1. The Registration Document
- 1.5.2. The Securities Note
- 5.3.1 Definition of Insider Dealing
- 5.3.2. Recommending or Inducing Insider Dealing
- 5.3.4. Behaviour that does not constitute Insider Dealing
- 5.4.2. Market Manipulation Activities
- 5.4.3. Market Manipulation Behaviour
- 5.5.1. Definition of Market Sounding
- 5.5.3. Requirements on a Person conducting or intending to conduct Market Sounding
- 6.3.2. Transactions on behalf of Persons discharging managerial responsibilities
- 6.3.3. Content of notification
- 6.3.9. Discretion to permit trading with the closed period
- 7.1.3. Application of MAR to Listed Funds
- 1.5 Definitions etc.
- 61. Definition of an Offer of Securities
- 70. AFSA power to prescribe Prospectus content
- UNSCR
- 3.4.6. Restriction on nature of Investments
- 5.3.3. Exempt Investments for the purposes of COB 5.3.2
- 5.1.6. Prohibition on relationships with Shell Banks
- 1.1. Application
- Investment
- Credit Rating
- Insider Dealing
- Issuer
- Option