- 3.19. Employee reward schemes
- 6.3.3. Decision-making procedures for the AFSA in relation to applications for approval of the admission of Digital Assets to trading
- 7.1.1 The terminology used in this Chapter 7 varies according to the type of Authorised Crowdfunding Platform:
- 7.3.1 Clients of an Authorised Crowdfunding Platform
- 7.3.2 Crowdfunding risk disclosure
- 7.3.4 Information about the service and lender or Investor education tools
- 7.3.6 Due diligence on Borrowers or Issuers
- 7.3.7 Disclosure of information about the Borrower or Issuer
- 7.3.10 Material changes affecting a Borrower or Issuer
- 7.3.11 Borrower or Issuer use of other platforms
- 7.3.12 Equal treatment of lenders or Investors
- 7.3.14 An Authorised Crowdfunding Platform not to permit staff to use the platform
- 7.3.15 Forums
- 7.3.16 Facility for transfer of Permitted Loans or Permitted Investments
- 7.3.21 Cooling-off period
- 7.3.23 Lending and Investment limits
- 7.3.24 Fundraising limits
- 1.3. The Prospectus
- 1.3.2. Risk factors
- 1.3.4. Clarity of the information
- 1.4.1. Contents of the Prospectus Summary
- 1.4.3. Sections of the Prospectus Summary
- 1.4.4. Section 1: The Introduction
- 1.4.5. Section 2: Key information about the Issuer
- 1.4.6. Section 3: Key information on Securities
- 5.2.6. Persons possessing Inside Information
- 5.3.3. Persons to whom MAR 5.3.2 and MAR 5.3.1 apply
- 5.4.3. Market Manipulation Behaviour
- 5.5.1. Definition of Market Sounding
- 6.3.1. Notification of transactions
- 7.1.3. Application of MAR to Listed Funds
- 1.4 Application of these Rules
- 2.1. Issue of Uncertificated Investments
- 2.2. Dematerialisation of Investments
- 2.3. Conditions for issue of Uncertificated Investments and dematerialisation
- 2.4. Procedure for dematerialisation of Investments
- 3.1. Keeping of registers
- 4.5. Liability and sanctions in relation to registers
- 3.2. Availability of registers
- 4.4. No Certificates of Title in relation to Uncertificated Investments
- 4.2. Substitution of tangible documentary requirements
- 5.1. Rematerialisation of Investments
- 5.2. Conditions for rematerialisation
- 5.3. Procedure for rematerialisation of Investments
- SCHEDULE 1: INTERPRETATION
- 1. Application and Scope
- 2. Interpretation
- 3. Rules applicable to Authorised Investment Exchange
- 5. Status and Appointment
- 6. Register of the Sovereign Bonds
- 12. Sovereign Bonds Documentation
- 13. Admission to trading and Exemption from the Requirement to be Admitted to Trading
- SCHEDULE 1
- 67. AFSA objection to admission of Securities or Units in a Listed Fund to an Official List
- 69. Prospectus content
- 70. AFSA power to prescribe Prospectus content
- 71. AFSA power to approve omission of information
- 72. AFSA power to publish or require publication of information
- 73. Obligation to issue a Supplementary Prospectus
- 74. Right to withdraw
- 75. Prohibition against misleading and deceptive statements or omissions
- 88. Takeover Rules
- 5. Operating an Investment Crowdfunding Platform
- 10.3.1. Restrictions on investment analysts
- 10.5. Key information
- 10.6. Disclosure of conflicts of interests
- 8.2. Contents of a Prospectus for Islamic Securities
- 8.3. Continuing disclosures relating to Islamic Securities or Units in an Islamic Investment Fund that is a Listed Fund
- Commitment Period
- Investor