- 2.3.1. Classification as a Professional Client
- 5.2.7. Professional Clients
- 1.2.2. Exclusions in relation to certain categories of Centre Participant
- 2.1.1. Obligation to classify Clients
- 2.1.2. Obligation to notify classification to Clients
- 2.2.1. Classification as a Retail Client
- 2.2.2. Authorised Firm may choose to treat any Person as a Retail Client
- 2.5.1. Assessed Professional Clients: Individual Clients
- 2.5.5. Individual joint account holders
- 2.5.8. Client no longer meeting the requirements to be a Professional Client
- 2.6.1. Obligation to notify Professional Client of right to be treated as a Retail Client
- 2.6.3. Professional Client that asks to be treated as a Retail Client
- 3.3.3. Exempt Financial Promotions
- 4.1. Application
- 4.2.3. Where it is impracticable to provide key information or enter into a client agreement
- 5.3.6. Professional Clients
- 8.2.2. Exclusion of the Client Money Rules
- 9.1.4. Market Counterparties
- 10.5. Key information
- 11.1.2. Professional Clients and Market Counterparties
- Retail Client