- 9.1.3 Extent of reliance
- 9.1.4. Reliance on Group member
- 14.2.2. Equality of other jurisdictions
- 4.3. Requirements for registration
- 7.13. Contents of delegation or outsourcing agreement
- 8.3. Eligible Custodian
- 1.3 Application of PRU(INV) Rules
- 2.2.2 Financial resources—Externally Regulated PRU Investment Firms
- 6.6 Externally Regulated PRU Investment Firms
- 1.3 Application of these PRU(INT) Rules
- 114. Power of the AFSA to conduct an investigation
- 6.2.4. Major Acquisitions
- 6.2.7. Other regulators
- 6. SUPERVISION
- 2.2 Consideration and assessment of applications
- 3.7 Communications
- 4.1 Provision of Information
- 2.2. Exercise of powers on behalf of other authorities
- 2.5. Asset freezing
- 3.2.1. Requests made under an MoU
- 3.2.2. Requests by a Financial Services Regulator
- 3.2.7. Procedures for handling disclosure of confidential information
- 3.2.8. Notice of disclosure
- 3.3. Where information is subject to a legally enforceable demand
- 3.4. Public interest objections
- Regulated Financial Institution