- 27. Prohibition relating to Financial Promotions
- 28. Enforceability of Agreements
- 3.1.1. General requirement
- 3.2.1. General requirement
- 3.2.2. No avoidance of regulatory liability
- 1.2.2. Exclusions in relation to certain categories of Centre Participant
- 3.2.3. Information to be communicated directly to Client
- 3.3.1. Prohibition on Financial Promotions
- 3.3.11. Past performance and forecasts
- 3.3.2. Financial Promotion by a Representative Office
- 3.3.10. Comparisons and contrasts
- 3.3.3. Exempt Financial Promotions
- 3.3.4. Other exclusions from the Financial Promotions Prohibition
- 3.3.5. Content of a Financial Promotion
- 3.3.6. Financial Promotions included in other communications
- 3.3.7. Withdrawal of a financial promotion
- 3.3.8. Restriction on communicating Financial Promotions
- 3.3.9. Financial promotions for Retail Clients
- 3.4.2. Meaning of an Unsolicited Real Time Financial Promotion
- 3.4.3. No express request for a real time Financial Promotion
- 3.4.4. Exemption for image advertising
- 3.4.6. Restriction on nature of Investments
- 3.5.1. Record keeping requirement
- 3.5.2. Content of records