- 7.7. Transactions between a Fund and its Fund Manager and the Fund Manager's Associates or other Funds managed by the Fund Manager
- 2.1.3. Person may be classified as more than one category of Client
- 2.5.1. Assessed Professional Clients: Individual Clients
- 2.5.3. Assessment of experience and understanding
- 2.5.5. Individual joint account holders
- 5.2.5. Knowledge and experience
- 5.3.1. Requirement to assess appropriateness
- 5.3.3. Exempt Investments for the purposes of COB 5.3.2
- 5.3.5. Client's knowledge and experience
- 5.3.7. Warning the Client
- 6.1.1. Application
- 6.3.1. General requirement
- 6.3.2. Notification to Clients
- 6.3.4. Exemption for non-specific communications
- 7.5.2. Content of written notice
- 8.2.8. Exceptions to Holding Client Money in Client Money Accounts
- 8.2.9. Conditions for use of Third Party Account Providers
- 8.4. Mandates