Governing Body
The board of directors, partners, committee of management or other governing body of an Undertaking.
- 5.2.1. Information gathering on the AFSA’s own initiative
- 5.3.1. Governing Body
- 5.3.2. Governing Body – membership
- 5.3.3. Governing Body – responsibilities
- 5.3.4. Governing Body – competence, training and access to information
- 5.3.5. Senior management
- 5.3.6. Management information
- 1.11 Responsibility for principles
- 2.1. Principle 1—Capital Adequacy
- 4.3. Governing Body’s responsibilities
- 4.15. Criteria for classification as CET1 Capital
- 5.1. Credit Risk Management – Systems and Controls
- 5.2. Role of Governing Body—Credit Risk
- 5.13. Policies—foreign exchange rollovers
- Governance for securitisation
- 3.1.1. Core obligations
- Policies on provisioning
- Adequacy of Provisions
- Related party transactions – governance and controls
- Role of Governing Body - concentration risk
- Policies—Concentration risk policy
- The AFSA can set different limits and ratios
- 6.1 Market Risk Management – Systems and Controls
- 7.1. Operational Risk Management Framework and Governance
- 7.2 Technology Risk and Business Continuity – Policies
- 7.5. Operational Risk Management
- 9.2. Role of Governing Body—Liquidity Risk
- 9.3. Role of senior management – Liquidity Risk
- 9.4 Liquidity Risk tolerance
- 9.6 Delegation of day-to-day Liquidity Risk Management
- 9.7 Notification about liquidity concerns
- 9.8. Funding Strategy
- 9.10 Contingency Funding Plan
- 10.2 Group Risk – Systems and Controls
- 11.2 Internal Capital Adequacy Assessment Process (ICAAP)
- 12.2 Disclosure policy
- 2.1.1 Governing Body’s responsibilities
- 4.4 Calculating Annual Operating Expenditure
- 2.1.1 Governing Body’s responsibilities
- 3.1.1. Core obligations
- 3.1.5. Approval of Risk Management Strategy
- 4.2.2. ORSA Report – approval by the Governing Body
- 5.3.5. Use test
- 1.1.5. Fitness and propriety
- 1.2.5. Fitness and propriety
- 5.3.7. Remuneration structure and strategy
- 5.4.4. Compliance Officer – access to records and management
- 5.5.3. Access to records and resources
- 9.1.2. Financial Condition Reports
- 9.2.2. Actuarial reporting requirements for general insurance business
- 9.2.4. Actuarial reports
- 10.1.6. Certain transactions to be inquired into by Insurer’s Governing Body
- 4.3. Responsibility for compliance
- 4.4. Responsibility for compliance with Shari’ah
- 5.1. Appointment of SSB
- 7.5. SSB for an Islamic Investment Fund
- 3.1.5 Approval of Risk Management Strategy
- 4.2.2. ORSA Report – approval by the Governing Body
- 5.3.5. Use test
- 9.1.2. Financial Condition Reports
- 9.2.2. Actuarial reporting requirements for general Takaful business
- 9.2.4. Actuarial reports
- 10.1.6. Certain transactions to be inquired into by Takaful Operator’s Governing Body