- 4.3.1. Principle 1 ‐ Integrity
- 4.3.2. Principle 2 ‐ Due skill, care and diligence
- 4.3.3. Principle 3 ‐ Market conduct
- 4.3.4. Principle 4 ‐ Relations with the AFSA
- 4.3.5. Principle 5 ‐ Management, systems and control
- 4.3.6. Principle 6 ‐ Compliance
- 22. Definition of Designated Function
- 23. Definition of Designated Individual
- 46. Criteria for appointment of Designated Individual
- 47. Review of appointments by the AFSA
- 96. Power to gather information
- 106. No liability for provision of information or documents to the AFSA
- 2.1.2. Appointments to be filled by Approved Individuals or Designated Individuals
- 2.3.6. Internal Audit Manager
- 2.3.7. Appointment of Designated Individual