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76. Defence of reasonable inquiries and reasonable belief
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LEGAL ENTITIES LEGISLATION
FINANCIAL SERVICES LEGISLATION
REGULATIONS
FINANCIAL SERVICES FRAMEWORK REGULATIONS
PART 1: INTRODUCTION
PART 2: THE FRAMEWORK OF REGULATION
PART 3: LICENSING OF CENTRE PARTICIPANTS
PART 4: CONTROLLED AND DESIGNATED FUNCTIONS
PART 5: CONTROL OF AUTHORISED PERSONS
PART 6: CAPITAL MARKETS
CHAPTER 1 – Authorised Market Institutions
CHAPTER 2 – Offer of Securities
CHAPTER 3 – Admission to trading
CHAPTER 4 – Listing
CHAPTER 5 – Prospectus Requirement
CHAPTER 6 – Misleading and deceptive statements or omissions
75. Prohibition against misleading and deceptive statements or omissions
76. Defence of reasonable inquiries and reasonable belief
77. Defence of reasonable reliance on information given by another Person
78. Statements about future matters
79. Civil compensation
80. Stop orders
CHAPTER 7 – Obligations of Reporting Entities
CHAPTER 8 – Prevention of Market Abuse
CHAPTER 9 – Takeovers
CHAPTER 10 – Recognition
PART 7: COLLECTIVE INVESTMENT SCHEMES
PART 8: SUPERVISION
PART 9: ENFORCEMENT
PART 10: CONFIDENTIALITY
PART 11: CO-OPERATION AND EXCHANGE OF INFORMATION
PART 12: RECOVERY AND RESOLUTION
PART 13: Miscellaneous
SCHEDULE 1: Decision-making procedures of the AFSA
SCHEDULE 2: Appeal to the AIFC Court
RULES
POLICIES AND POLICY STATEMENTS
NOTICES
GUIDANCE
TEMPLATE
CONSULTATION PAPERS
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75. Prohibition against misleading and deceptive statements or omissions
77. Defence of reasonable reliance on information given by another Person
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75. Prohibition against misleading and deceptive statements or omissions