FINANCIAL SERVICES FRAMEWORK REGULATIONS

>

Legal Framework

>

FINANCIAL SERVICES FRAMEWORK REGULATIONS

PART 1: INTRODUCTION

PART 1: INTRODUCTION

PART 2: THE FRAMEWORK OF REGULATION

PART 3: LICENSING OF CENTRE PARTICIPANTS

PART 4: CONTROLLED AND DESIGNATED FUNCTIONS

PART 5: CONTROL OF AUTHORISED PERSONS

PART 6: CAPITAL MARKETS

PART 7: COLLECTIVE INVESTMENT SCHEMES

PART 8: SUPERVISION

PART 9: ENFORCEMENT

PART 10: CONFIDENTIALITY

PART 11: CO-OPERATION AND EXCHANGE OF INFORMATION

PART 12: RECOVERY AND RESOLUTION

PART 13: Miscellaneous

SCHEDULE 1: Decision-making procedures of the AFSA

SCHEDULE 2: Appeal to the AIFC Court