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CHAPTER 5 – Prospectus Requirement
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LEGAL ENTITIES LEGISLATION
FINANCIAL SERVICES LEGISLATION
REGULATIONS
FINANCIAL SERVICES FRAMEWORK REGULATIONS
PART 1: INTRODUCTION
PART 2: THE FRAMEWORK OF REGULATION
PART 3: LICENSING OF CENTRE PARTICIPANTS
PART 4: CONTROLLED AND DESIGNATED FUNCTIONS
PART 5: CONTROL OF AUTHORISED PERSONS
PART 6: CAPITAL MARKETS
CHAPTER 1 – Authorised Market Institutions
CHAPTER 2 – Offer of Securities
CHAPTER 3 – Admission to trading
CHAPTER 4 – Listing
CHAPTER 5 – Prospectus Requirement
69. Prospectus content
70. AFSA power to prescribe Prospectus content
71. AFSA power to approve omission of information
72. AFSA power to publish or require publication of information
73. Obligation to issue a Supplementary Prospectus
74. Right to withdraw
CHAPTER 6 – Misleading and deceptive statements or omissions
CHAPTER 7 – Obligations of Reporting Entities
CHAPTER 8 – Prevention of Market Abuse
CHAPTER 9 – Takeovers
CHAPTER 10 – Recognition
PART 7: COLLECTIVE INVESTMENT SCHEMES
PART 8: SUPERVISION
PART 9: ENFORCEMENT
PART 10: CONFIDENTIALITY
PART 11: CO-OPERATION AND EXCHANGE OF INFORMATION
PART 12: RECOVERY AND RESOLUTION
PART 13: Miscellaneous
SCHEDULE 1: Decision-making procedures of the AFSA
SCHEDULE 2: Appeal to the AIFC Court
RULES
POLICIES AND POLICY STATEMENTS
NOTICES
GUIDANCE
TEMPLATE
CONSULTATION PAPERS
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68. Suspending and delisting Securities or Units in a Listed Fund from an Official List
69. Prospectus content
69. Prospectus content
70. AFSA power to prescribe Prospectus content
71. AFSA power to approve omission of information
72. AFSA power to publish or require publication of information
73. Obligation to issue a Supplementary Prospectus
74. Right to withdraw