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63. Exemptions
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LEGAL ENTITIES LEGISLATION
FINANCIAL SERVICES LEGISLATION
REGULATIONS
FINANCIAL SERVICES FRAMEWORK REGULATIONS
PART 1: INTRODUCTION
PART 2: THE FRAMEWORK OF REGULATION
PART 3: LICENSING OF CENTRE PARTICIPANTS
PART 4: CONTROLLED AND DESIGNATED FUNCTIONS
PART 5: CONTROL OF AUTHORISED PERSONS
PART 6: CAPITAL MARKETS
CHAPTER 1 – Authorised Market Institutions
CHAPTER 2 – Offer of Securities
CHAPTER 3 – Admission to trading
62. Prohibition – Admission to trading
63. Exemptions
CHAPTER 4 – Listing
CHAPTER 5 – Prospectus Requirement
CHAPTER 6 – Misleading and deceptive statements or omissions
CHAPTER 7 – Obligations of Reporting Entities
CHAPTER 8 – Prevention of Market Abuse
CHAPTER 9 – Takeovers
CHAPTER 10 – Recognition
PART 7: COLLECTIVE INVESTMENT SCHEMES
PART 8: SUPERVISION
PART 9: ENFORCEMENT
PART 10: CONFIDENTIALITY
PART 11: CO-OPERATION AND EXCHANGE OF INFORMATION
PART 12: RECOVERY AND RESOLUTION
PART 13: Miscellaneous
SCHEDULE 1: Decision-making procedures of the AFSA
SCHEDULE 2: Appeal to the AIFC Court
RULES
POLICIES AND POLICY STATEMENTS
NOTICES
GUIDANCE
TEMPLATE
CONSULTATION PAPERS
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62. Prohibition – Admission to trading
CHAPTER 4 – Listing
