Entire section

6.6.1. Prohibitions

Where, in relation to any customer, a Relevant Person is unable to conduct or complete the requisite CDD in accordance with AML 6.3.1 it must, to the extent relevant:

  1. (a) not carry out a transaction with or for the customer through a bank account or in cash;
  2. (b) not open an account or otherwise provide a service;
  3. (c) not otherwise establish a business relationship or carry out a transaction;
  4. (d) terminate or suspend any existing business relationship with the customer;
  5. (e) [intentionally omitted]; and
  6. (f) consider whether the inability to conduct or complete CDD necessitates the making of a STR (see Chapter 13).
  7. A Relevant Person is prohibited from knowingly keeping anonymous accounts or accounts in obviously fictitious names.