6.6.1. Prohibitions
Where, in relation to any customer, a Relevant Person is unable to conduct or complete the requisite CDD in accordance with AML 6.3.1 it must, to the extent relevant:
- (a) not carry out a transaction with or for the customer through a bank account or in cash;
- (b) not open an account or otherwise provide a service;
- (c) not otherwise establish a business relationship or carry out a transaction;
- (d) terminate or suspend any existing business relationship with the customer;
- (e) [intentionally omitted]; and
- (f) consider whether the inability to conduct or complete CDD necessitates the making of a STR (see Chapter 13).
- A Relevant Person is prohibited from knowingly keeping anonymous accounts or accounts in obviously fictitious names.
- 6.2.5. Cessation of business
- 6.6.2. Exceptions