About
About
What we do
Our Jurisdiction
Management
International Cooperation
Our Mission
Our Structure
Risk Management Framework
Firms
Firms
Authorisation
Enforcement
Supervision
Consumers
Consumers
Complaints
Know your rights
Scams
Investment Guide
Fintech
FinTech
FinTech Lab
Fintech Hub
Global Financial Innovation Network (GFIN)
Registration
Registration
Consider before opening business
Post-registration
Types of participants
Legal Framework
Public Register
Main
>
Legal Framework
>
3.2. Admission to trading
Login
LEGAL ENTITIES LEGISLATION
FINANCIAL SERVICES LEGISLATION
REGULATIONS
RULES
GENERAL RULES
CONDUCT OF BUSINESS RULES
ANTI-MONEY LAUNDERING AND COUNTER-TERRORIST FINANCING AND SANCTIONS RULES
COLLECTIVE INVESTMENT SCHEME RULES
AUTHORISED MARKET INSTITUTION RULES
Guidance: Purpose and application of AMI
1. INTRODUCTION
2. RULES APPLICABLE TO ALL AUTHORISED MARKET INSTITUTIONS
2-1. RULES APPLICABLE TO AUTHORISED MARKET INSTITUTIONS OPERATING A FACILITY FOR INVESTMENT TOKENS
3. RULES APPLICABLE TO AUTHORISED INVESTMENT EXCHANGES
3.1. Systems and Controls
3.2. Admission to trading
3.2.1. Admission to Trading Rules
3.2.2. Content of Admission to Trading Rules
3.2.2-1. Commodity Derivative contract design specifications
3.2.2-2. On-going review of Commodity Derivative contracts
3.2.2-3. Use of Price Information Provider
3.2.3. Undertaking to comply with AIFC rules
3.2.4. Review of compliance
3.2.5. Verification of compliance by issuers with Market Rules
3.2.6. Arrangements for access to information
3.3. Suspending or removing from trading
3.4. Transparency obligations
3.5. Default management
3.6. Listing Rules
4. RULES APPLICABLE TO AUTHORISED CLEARING HOUSES
5. SUPERVISION
6. [intentionally omitted]
7. RULES APPLICABLE TO AN AUTHORISED CROWDFUNDING PLATFORM
SCHEDULE 1: COMMODITY DERIVATIVE CONTRACT DELIVERY SPECIFICATIONS
SCHEDULE 2: TRADE REPOSITORY
MARKET RULES
RECOGNITION RULES
DEMATERIALISED INVESTMENT RULES
RULES FOR PRE-IPO LISTINGS
SOVEREIGN BONDS RULES
BANKING BUSINESS PRUDENTIAL RULES
PRUDENTIAL RULES FOR INVESTMENT FIRMS
PRUDENTIAL RULES FOR INSURANCE INTERMEDIARIES
INSURANCE AND REINSURANCE PRUDENTIAL RULES
ISLAMIC BANKING BUSINESS PRUDENTIAL RULES
ISLAMIC FINANCE RULES
TAKAFUL AND RETAKAFUL PRUDENTIAL RULES
REPRESENTATIVE OFFICE RULES
AIFC AUDITOR RULES
AIFC Financial Technology Rules
COOPERATION AND EXCHANGE OF INFORMATION RULES
TERMS AND PROCEDURE FOR CURRENCY TRANSACTIONS
FINANCIAL SERVICES EXEMPT FROM CORPORATE TAX
GLOSSARY
FEES RULES
RULES ON CURRENCY REGULATION AND PROVISION OF INFORMATION ON CURRENCY TRANSACTIONS IN THE AIFC
RULES ON THE SUBSTANTIAL PRESENCE OF THE AIFC PARTICIPANTS APPLYING TAX EXEMPTIONS FOR THE PAYMENT OF CIT, VAT
MULTILATERAL AND ORGANISED TRADING FACILITIES RULES
AIFC RECOVERY AND RESOLUTION RULES
AIFC RULES ON DIGITAL ASSET ACTIVITIES
RULES AND MECHANISMS OF COOPERATION OF UNBACKED DIGITAL ASSET EXCHANGES AND/OR CENTRE PARTICIPANTS AUTHORIZED TO CARRY OUT DIGITAL ASSETS-RELATED ACTIVITIES WITH SECOND-TIER BANK OF THE REPUBLIC OF KAZAKHSTAN
POLICIES AND POLICY STATEMENTS
NOTICES
GUIDANCE
TEMPLATE
CONSULTATION PAPERS
ARCHIVE
Entire section
PDF
Print
Versions
3.1.9. Settlement and Clearing facilitation services
3.2.1. Admission to Trading Rules
3.2.1. Admission to Trading Rules
3.2.2. Content of Admission to Trading Rules
3.2.2-1. Commodity Derivative contract design specifications
3.2.2-2. On-going review of Commodity Derivative contracts
3.2.2-3. Use of Price Information Provider
3.2.3. Undertaking to comply with AIFC rules
3.2.4. Review of compliance
3.2.5. Verification of compliance by issuers with Market Rules
3.2.6. Arrangements for access to information