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13.3. Dealing with the Regulator
FINANCIAL SERVICES LEGISLATION
RULES
ANTI-MONEY LAUNDERING AND COUNTER-TERRORIST FINANCING AND SANCTIONS RULES
Figure 1 – The Risk Based Approach
Figure 2 – Customer Risk Assessment
Entire Act

13.3. Dealing with the Regulator

13.3.1. Obligation of co-operation

A Relevant Person’s MLRO must deal with the AFSA in an open, responsive, and co-operative manner and must disclose appropriately any information of which the AFSA would reasonably be expected to be notified.