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CHAPTER 1 - INTRODUCTION
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LEGAL ENTITIES LEGISLATION
FINANCIAL SERVICES LEGISLATION
POLICIES AND POLICY STATEMENTS
Supervisory Policy Statement on the AFSA’s approach to Branch supervision
Policy Statement on the AFSA’s approach to Banks and start-up Banks
AFSA Enforcement Policy
CHAPTER 1 - INTRODUCTION
CHAPTER 2 – APPROACH TO ENFORCEMENT
CHAPTER 3 – ASSESSMENT OF ALLEGATIONS
CHAPTER 4 – CONDUCT OF INVESTIGATIONS AND REGULATORY POWERS
CHAPTER 5 – DECISION MAKING AND DISCIPLINARY ACTION
CHAPTER 6 – FINANCIAL PENALTIES, CENSURES AND ANCILLARY POWERS
CHAPTER 7 – SETTLEMENT
CHAPTER 8 – PUBLICITY
Policy Statement on the approach of the Astana Financial Services Authority to low-risk financial services firms
NOTICES
GUIDANCE
TEMPLATE
CONSULTATION PAPERS
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AFSA Enforcement Policy
CHAPTER 2 – APPROACH TO ENFORCEMENT
