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LEGAL ENTITIES LEGISLATION
FINANCIAL SERVICES LEGISLATION
POLICIES AND POLICY STATEMENTS
Supervisory Policy Statement on the AFSA’s approach to Branch supervision
Policy Statement on the AFSA’s approach to Banks and start-up Banks
AFSA Enforcement Policy
PART 1: INTRODUCTION
PART 2: APPROACH TO ENFORCEMENT
PART 3: ASSESSMENT OF ALLEGATIONS
PART 4: CONDUCT OF INVESTIGATIONS AND REGULATORY POWERS
PART 5: DECISION-MAKING AND SANCTIONS FOR CONTRAVENTIONS
PART 6: FINANCIAL PENALTIES AND CENSURES
PART 7: SETTLEMENT
PART 8: PUBLICITY
Policy Statement on the approach of the Astana Financial Services Authority to low-risk financial services firms
NOTICES
GUIDANCE
TEMPLATE
CONSULTATION PAPERS
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PART 1: INTRODUCTION
PART 1: INTRODUCTION
PART 2: APPROACH TO ENFORCEMENT
PART 3: ASSESSMENT OF ALLEGATIONS
PART 4: CONDUCT OF INVESTIGATIONS AND REGULATORY POWERS
PART 5: DECISION-MAKING AND SANCTIONS FOR CONTRAVENTIONS
PART 6: FINANCIAL PENALTIES AND CENSURES
PART 7: SETTLEMENT
PART 8: PUBLICITY
