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7.4.2. Nature of failure to comply

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GLOSSARY

FEES RULES

Guidance: Purpose of this rulebook

1. APPLICATION FEES PAYABLE TO THE AFSA

2. APPLICATION AND OTHER FEES PAYABLE TO THE REGISTRAR OF COMPANIES

3. ANNUAL SUPERVISION FEES PAYABLE TO THE AFSA

4. FEES FOR EXTRACTS OF INFORMATION

5. GENERAL PROVISIONS

6. SUPPLEMENTARY FEES

7. LATE FILING FEES AND FINES PAYABLE TO THE AFSA AND REGISTRAR OF COMPANIES

7.1. Late fees for failure to provide notification, report or return

7.2. Fines for breaches of the Companies Regulations

7.3. Fines for breaches of the AIFC Rules administered by the AFSA

7.4. Late fees for failure to comply with direction issued by the AFSA

7.4.1. General

7.4.2. Nature of failure to comply

7.4.3. Late fees payable to the AFSA

7.5. Other action not prevented

7.6. Late filing fees for failure to provide annual return, annual confirmation statement or accounts in relation to each financial year

8. FINTECH LAB FEES

9. OTHER FEES

SCHEDULE 1: APPLICATION FEES PAYABLE TO THE AFSA FOR REGULATED ACTIVITIES

SCHEDULE 2: APPLICATION FEES PAYABLE TO THE AFSA FOR MARKET ACTIVITIES

SCHEDULE 3: APPLICATION FEES PAYABLE TO THE AFSA FOR ANCILLARY SERVICES

SCHEDULE 4: APPLICATION FEES PAYABLE TO AFSA FOR RECOGNISED NON-AIFC MARKET INSTITUTION, RECOGNISED NON-AIFC MEMBERS AND FOREIGN FUND MANAGERS

SCHEDULE 5: FEES PAYABLE TO THE REGISTRAR OF COMPANIES

SCHEDULE 5-1: ADMINISTRATIVE SERVICES FEES PAYABLE TO THE REGISTRAR OF COMPANIES *

SCHEDULE 5-2: Fees payable to the Registrar of Companies in respect of filing an annual return, annual confirmation of accuracy of information in the register or accounts in relation to each financial year

SCHEDULE 6: ANNUAL SUPERVISION FEES PAYABLE TO THE AFSA

SCHEDULE 7: APPLICATION FEES PAYABLE TO THE AFSA IN RESPECT OF WAIVERS, MODIFICATIONS AND OTHER RELIEFS

SCHEDULE 8: FINTECH LAB FEES

SCHEDULE 9: OTHER FEES

SCHEDULE 10: LATE FEES PAYABLE TO THE AFSA*

SCHEDULE 11: LATE FILING FEES PAYABLE TO THE REGISTRAR OF COMPANIES

RULES ON CURRENCY REGULATION AND PROVISION OF INFORMATION ON CURRENCY TRANSACTIONS IN THE AIFC

RULES ON THE SUBSTANTIAL PRESENCE OF THE AIFC PARTICIPANTS APPLYING TAX EXEMPTIONS FOR THE PAYMENT OF CIT, VAT

MULTILATERAL AND ORGANISED TRADING FACILITIES RULES

AIFC RECOVERY AND RESOLUTION RULES

AIFC RULES ON DIGITAL ASSET ACTIVITIES

RULES AND MECHANISMS OF COOPERATION OF UNBACKED DIGITAL ASSET EXCHANGES AND/OR CENTRE PARTICIPANTS AUTHORIZED TO CARRY OUT DIGITAL ASSETS-RELATED ACTIVITIES WITH SECOND-TIER BANK OF THE REPUBLIC OF KAZAKHSTAN

AIFC RULES ON PROVIDING MONEY SERVICES

POLICIES AND POLICY STATEMENTS

7.4.2. Nature of failure to comply

For the purposes of FEES 7.4.1, an Authorised Person or Ancillary Service Provider fails to comply with such a requirement if the firm:
(a) does not take the specified action by the specified date; or
(b) purports to take the action but does so in a way that the authority regards as inadequate.

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7.4.2. Nature of failure to comply

For the purposes of FEES 7.4.1, an Authorised Person or Ancillary Service Provider fails to comply with such a requirement if the firm:
(a) does not take the specified action by the specified date; or
(b) purports to take the action but does so in a way that the authority regards as inadequate.

7.4.2. Nature of failure to comply

For the purposes of FEES 7.4.1, an Authorised Person or Ancillary Service Provider fails to comply with such a requirement if the firm:(a) does not take the specified action by the specified date; or(b) purports to take the action but does so in a way that the authority regards as inadequate.

For the purposes of FEES 7.4.1, an Authorised Person or Ancillary Service Provider fails to comply with such a requirement if the firm:
(a) does not take the specified action by the specified date; or
(b) purports to take the action but does so in a way that the authority regards as inadequate.