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7.2-1 Director
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LEGAL ENTITIES LEGISLATION
FINANCIAL SERVICES LEGISLATION
REGULATIONS
RULES
GENERAL RULES
CONDUCT OF BUSINESS RULES
ANTI-MONEY LAUNDERING AND COUNTER-TERRORIST FINANCING AND SANCTIONS RULES
COLLECTIVE INVESTMENT SCHEME RULES
Guidance: Purpose of this rulebook
Guidance: Listed Funds
1. INTRODUCTION
2. CLASSIFICATION OF FUNDS AND APPLICATION OF THE RULES
3. ARRANGEMENTS NOT AMOUNTING TO A COLLECTIVE INVESTMENT SCHEME
4. REGISTRATION AND NOTIFICATION REQUIREMENTS
4-1. RECOGNITION OF FOREIGN FUND MANAGERS
5. MARKETING REQUIREMENTS
6. RULES REGARDING THE CONSTITUTION AND INVESTMENT POWERS OF FUNDS
7. RULES REGARDING THE MANAGEMENT AND OPERATION OF FUNDS
7.1. Application
7.2. General management duties
7.2-1 Director
7.2-1.1 Application
7.2-1.2 Requirements relating to the Single Family Office Fund
7.2-1.3 Requirements relating to the Corporate Treasury Centre Fund
7.2-1.4. Requirements relating to a Director
7.3. Duties in relation to Fund property
7.4. Use of prime brokers
7.5. Risk management
7.6. Conflicts of interest
7.7. Transactions between a Fund and its Fund Manager and the Fund Manager's Associates or other Funds managed by the Fund Manager
7.8. Best execution and fair allocation
7.9. Maintenance of records
7.10. Unitholder register
7.11. Ability to delegate or outsource
7.12. Requirements for delegation or outsourcing
7.13. Contents of delegation or outsourcing agreement
7.14. Permissible fees, charges, levies and expenses
7.15. Reimbursement of remuneration and expenses
7.16. Promotional payments, performance fees and set up costs
7.17. Allocation of payments to capital or income
8. ADDITIONAL SERVICE PROVIDERS
9. RULES REGARDING DEALINGS IN OPEN-ENDED FUNDS AND LIQUIDITY
10. AUDIT, FINANCIAL AND VALUATION REQUIREMENTS
SCHEDULE 1: CONTENT REQUIREMENTS FOR CONSTITUTION
SCHEDULE 2: RECOGNISED JURISDICTIONS
SCHEDULE 3: ACCEPTABILITY ASSESSMENT
SCHEDULE 4: Forms
AUTHORISED MARKET INSTITUTION RULES
MARKET RULES
RECOGNITION RULES
DEMATERIALISED INVESTMENT RULES
RULES FOR PRE-IPO LISTINGS
SOVEREIGN BONDS RULES
BANKING BUSINESS PRUDENTIAL RULES
PRUDENTIAL RULES FOR INVESTMENT FIRMS
PRUDENTIAL RULES FOR INSURANCE INTERMEDIARIES
INSURANCE AND REINSURANCE PRUDENTIAL RULES
ISLAMIC BANKING BUSINESS PRUDENTIAL RULES
ISLAMIC FINANCE RULES
TAKAFUL AND RETAKAFUL PRUDENTIAL RULES
REPRESENTATIVE OFFICE RULES
AIFC AUDITOR RULES
AIFC Financial Technology Rules
COOPERATION AND EXCHANGE OF INFORMATION RULES
TERMS AND PROCEDURE FOR CURRENCY TRANSACTIONS
FINANCIAL SERVICES EXEMPT FROM CORPORATE TAX
GLOSSARY
FEES RULES
RULES ON CURRENCY REGULATION AND PROVISION OF INFORMATION ON CURRENCY TRANSACTIONS IN THE AIFC
RULES ON THE SUBSTANTIAL PRESENCE OF THE AIFC PARTICIPANTS APPLYING TAX EXEMPTIONS FOR THE PAYMENT OF CIT, VAT
MULTILATERAL AND ORGANISED TRADING FACILITIES RULES
AIFC RECOVERY AND RESOLUTION RULES
AIFC RULES ON DIGITAL ASSET ACTIVITIES
RULES AND MECHANISMS OF COOPERATION OF UNBACKED DIGITAL ASSET EXCHANGES AND/OR CENTRE PARTICIPANTS AUTHORIZED TO CARRY OUT DIGITAL ASSETS-RELATED ACTIVITIES WITH SECOND-TIER BANK OF THE REPUBLIC OF KAZAKHSTAN
POLICIES AND POLICY STATEMENTS
NOTICES
GUIDANCE
TEMPLATE
CONSULTATION PAPERS
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7.2. General management duties
7.2-1.1 Application
7.2-1.1 Application
7.2-1.2 Requirements relating to the Single Family Office Fund
7.2-1.3 Requirements relating to the Corporate Treasury Centre Fund
7.2-1.4. Requirements relating to a Director
