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6.2. Insider lists
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LEGAL ENTITIES LEGISLATION
FINANCIAL SERVICES LEGISLATION
REGULATIONS
RULES
GENERAL RULES
CONDUCT OF BUSINESS RULES
ANTI-MONEY LAUNDERING AND COUNTER-TERRORIST FINANCING AND SANCTIONS RULES
COLLECTIVE INVESTMENT SCHEME RULES
AUTHORISED MARKET INSTITUTION RULES
MARKET RULES
Guidance: Purpose and application of MAR
1. OFFER OF SECURITIES
2. GOVERNANCE OF REPORTING ENTITIES
3. FINANCIAL REPORTS
4. SPONSORS AND COMPLIANCE ADVISERS
5. MARKET ABUSE
6. MARKET DISCLOSURE
6.1. Public disclosure of Inside Information
6.2. Insider lists
6.2.1. Obligation to draw up insider lists
6.2.2. Reporting Entity is responsible for complying with MAR 8.2.2 (Obligation to draw up insider lists)
6.2.3. Contents of the Insider List
6.2.4. Persons on the Insider List
6.2.5. Updating the Insider list
6.2.6. Provision of Insider Lists to the AFSA
6.2.7. Record Keeping
6.3. Managers’ transactions
6.4. Dissemination of investment recommendations, statistics and information in the media
6.5 Other matters concerning market disclosure
7. LISTED FUNDS
SCHEDULE 1: REGISTRATION DOCUMENT
SCHEDULE 2: SECURITIES NOTE
SCHEDULE 3: CORPORATE GOVERNANCE BEST PRACTICE STANDARDS
SCHEDULE 4: ADDITIONAL CONTENT OF A PROSPECTUS FOR SECURITY TOKENS
RECOGNITION RULES
DEMATERIALISED INVESTMENT RULES
RULES FOR PRE-IPO LISTINGS
SOVEREIGN BONDS RULES
BANKING BUSINESS PRUDENTIAL RULES
PRUDENTIAL RULES FOR INVESTMENT FIRMS
PRUDENTIAL RULES FOR INSURANCE INTERMEDIARIES
INSURANCE AND REINSURANCE PRUDENTIAL RULES
ISLAMIC BANKING BUSINESS PRUDENTIAL RULES
ISLAMIC FINANCE RULES
TAKAFUL AND RETAKAFUL PRUDENTIAL RULES
REPRESENTATIVE OFFICE RULES
AIFC AUDITOR RULES
AIFC Financial Technology Rules
COOPERATION AND EXCHANGE OF INFORMATION RULES
TERMS AND PROCEDURE FOR CURRENCY TRANSACTIONS
FINANCIAL SERVICES EXEMPT FROM CORPORATE TAX
GLOSSARY
FEES RULES
RULES ON CURRENCY REGULATION AND PROVISION OF INFORMATION ON CURRENCY TRANSACTIONS IN THE AIFC
RULES ON THE SUBSTANTIAL PRESENCE OF THE AIFC PARTICIPANTS APPLYING TAX EXEMPTIONS FOR THE PAYMENT OF CIT, VAT
MULTILATERAL AND ORGANISED TRADING FACILITIES RULES
AIFC RECOVERY AND RESOLUTION RULES
AIFC RULES ON DIGITAL ASSET ACTIVITIES
RULES AND MECHANISMS OF COOPERATION OF UNBACKED DIGITAL ASSET EXCHANGES AND/OR CENTRE PARTICIPANTS AUTHORIZED TO CARRY OUT DIGITAL ASSETS-RELATED ACTIVITIES WITH SECOND-TIER BANK OF THE REPUBLIC OF KAZAKHSTAN
POLICIES AND POLICY STATEMENTS
NOTICES
GUIDANCE
TEMPLATE
CONSULTATION PAPERS
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6.1.7. Disclosure of Inside Information in the normal course of the exercise of an employment, profession or duties
6.2.1. Obligation to draw up insider lists
6.2.1. Obligation to draw up insider lists
6.2.2. Reporting Entity is responsible for complying with MAR 8.2.2 (Obligation to draw up insider lists)
6.2.3. Contents of the Insider List
6.2.4. Persons on the Insider List
6.2.5. Updating the Insider list
6.2.6. Provision of Insider Lists to the AFSA
6.2.7. Record Keeping
