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143. Early Intervention Powers
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LEGAL ENTITIES LEGISLATION
FINANCIAL SERVICES LEGISLATION
REGULATIONS
FINANCIAL SERVICES FRAMEWORK REGULATIONS
PART 1: INTRODUCTION
PART 2: THE FRAMEWORK OF REGULATION
PART 3: LICENSING OF CENTRE PARTICIPANTS
PART 4: CONTROLLED AND DESIGNATED FUNCTIONS
PART 5: CONTROL OF AUTHORISED PERSONS
PART 6: CAPITAL MARKETS
PART 7: COLLECTIVE INVESTMENT SCHEMES
PART 8: SUPERVISION
PART 9: ENFORCEMENT
PART 10: CONFIDENTIALITY
PART 11: CO-OPERATION AND EXCHANGE OF INFORMATION
PART 12: RECOVERY AND RESOLUTION
CHAPTER 1 – General
CHAPTER 2 – RECOVERY AND RESOLUTION PLANNING
CHAPTER 3 – EARLY INTERVENTION POWERS
142. Conditions for exercise of Early Intervention Powers
143. Early Intervention Powers
CHAPTER 4 – RESOLUTION
CHAPTER 5 – MISCELLANIOUS
PART 13: Miscellaneous
SCHEDULE 1: Decision-making procedures of the AFSA
SCHEDULE 2: Appeal to the AIFC Court
RULES
POLICIES AND POLICY STATEMENTS
NOTICES
GUIDANCE
TEMPLATE
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142. Conditions for exercise of Early Intervention Powers
CHAPTER 4 – RESOLUTION