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13. TRADE PROCESSING AND FINALISATION OF TRANSACTIONS

LEGAL ENTITIES LEGISLATION

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REGULATIONS

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CONDUCT OF BUSINESS RULES

ANTI-MONEY LAUNDERING AND COUNTER-TERRORIST FINANCING AND SANCTIONS RULES

COLLECTIVE INVESTMENT SCHEME RULES

AUTHORISED MARKET INSTITUTION RULES

MARKET RULES

RECOGNITION RULES

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RULES FOR PRE-IPO LISTINGS

SOVEREIGN BONDS RULES

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PRUDENTIAL RULES FOR INVESTMENT FIRMS

PRUDENTIAL RULES FOR INSURANCE INTERMEDIARIES

INSURANCE AND REINSURANCE PRUDENTIAL RULES

ISLAMIC BANKING BUSINESS PRUDENTIAL RULES

ISLAMIC FINANCE RULES

TAKAFUL AND RETAKAFUL PRUDENTIAL RULES

REPRESENTATIVE OFFICE RULES

AIFC AUDITOR RULES

AIFC Financial Technology Rules

COOPERATION AND EXCHANGE OF INFORMATION RULES

TERMS AND PROCEDURE FOR CURRENCY TRANSACTIONS

FINANCIAL SERVICES EXEMPT FROM CORPORATE TAX

GLOSSARY

FEES RULES

RULES ON CURRENCY REGULATION AND PROVISION OF INFORMATION ON CURRENCY TRANSACTIONS IN THE AIFC

RULES ON THE SUBSTANTIAL PRESENCE OF THE AIFC PARTICIPANTS APPLYING TAX EXEMPTIONS FOR THE PAYMENT OF CIT, VAT

MULTILATERAL AND ORGANISED TRADING FACILITIES RULES

1. GENERAL

2. AUTHORISATION

3. MEMBERSHIP CRITERIA AND ACCESS

4. DIRECT ELECTRONIC ACCESS

5. QUALIFIED INVESTMENTS

6. RULES AND CONSULTATION

7. FAIR AND ORDERLY TRADING

8. PUBLIC DISCLOSURE

9. TRANSPARENCY REQUIREMENTS

10. LIQUIDITY PROVIDER

11. RULES APPLICABLE TO MTF OPERATORS

12. RULES APPLICABLE TO OTF OPERATORS

12-1. RULES APPLICABLE TO AUTHORISED FIRMS OPERATING A FACILITY FOR QUALIFIED INVESTMENT TOKENS

13. TRADE PROCESSING AND FINALISATION OF TRANSACTIONS

14. TRANSACTION RECORDING

15. SAFEKEEPING OF CLIENT ASSETS

16. OPERATIONAL SYSTEMS AND CONTROLS

17. DEFAULT MANAGEMENT

18. FINANCIAL CRIME AND MARKET ABUSE

19. RESOLUTION PLANNING

20. SETTLEMENT AND CLEARING SERVICES

SCHEDULE 1: CONTRACT DELIVERY SPECIFICATIONS

AIFC RECOVERY AND RESOLUTION RULES

AIFC RULES ON DIGITAL ASSET ACTIVITIES

RULES AND MECHANISMS OF COOPERATION OF UNBACKED DIGITAL ASSET EXCHANGES AND/OR CENTRE PARTICIPANTS AUTHORIZED TO CARRY OUT DIGITAL ASSETS-RELATED ACTIVITIES WITH SECOND-TIER BANK OF THE REPUBLIC OF KAZAKHSTAN

POLICIES AND POLICY STATEMENTS

13. TRADE PROCESSING AND FINALISATION OF TRANSACTIONS

(1) A Trading Facility Operator must establish days and hours it is open for business under normal market conditions.
(2) A Trading Facility Operator must establish rules for a participant to submit instructions to a MTF or OTF.

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13. TRADE PROCESSING AND FINALISATION OF TRANSACTIONS

(1) A Trading Facility Operator must establish days and hours it is open for business under normal market conditions.
(2) A Trading Facility Operator must establish rules for a participant to submit instructions to a MTF or OTF.

13. TRADE PROCESSING AND FINALISATION OF TRANSACTIONS

(1) A Trading Facility Operator must establish days and hours it is open for business under normal market conditions.(2) A Trading Facility Operator must establish rules for a participant to submit instructions to a MTF or OTF.

(1) A Trading Facility Operator must establish days and hours it is open for business under normal market conditions.
(2) A Trading Facility Operator must establish rules for a participant to submit instructions to a MTF or OTF.