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1.7.1. The requirement for an approval
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LEGAL ENTITIES LEGISLATION
FINANCIAL SERVICES LEGISLATION
REGULATIONS
RULES
GENERAL RULES
CONDUCT OF BUSINESS RULES
ANTI-MONEY LAUNDERING AND COUNTER-TERRORIST FINANCING AND SANCTIONS RULES
COLLECTIVE INVESTMENT SCHEME RULES
AUTHORISED MARKET INSTITUTION RULES
MARKET RULES
Guidance: Purpose and application of MAR
1. OFFER OF SECURITIES
1.1. Offer of Securities
1.2. Exemptions
1.3. The Prospectus
1.4. Prospectus Summary
1.5. The Registration Document and the Securities Note
1.6. Supplementary Prospectus
1.7. Approval and Publication of a Prospectus by an Authorised Investment Exchange
1.7.1. The requirement for an approval
1.7.2. Approval by the Authorised Investment Exchange
1.7.3. Timescales for the submission of the application for approval
1.7.4 Approval by the Authorised Investment Exchange
1.7.5 Approved Prospectus
1.7.6. Publication of a Prospectus
1.7.8 Text and format of published Prospectus
1.8. Approval of a Prospectus by the AFSA
1.9. Prospectus Liability
1.10. AIFC ESG Debentures
2. GOVERNANCE OF REPORTING ENTITIES
3. FINANCIAL REPORTS
4. SPONSORS AND COMPLIANCE ADVISERS
5. MARKET ABUSE
6. MARKET DISCLOSURE
7. LISTED FUNDS
SCHEDULE 1: REGISTRATION DOCUMENT
SCHEDULE 2: SECURITIES NOTE
SCHEDULE 3: CORPORATE GOVERNANCE BEST PRACTICE STANDARDS
SCHEDULE 4: ADDITIONAL CONTENT OF A PROSPECTUS FOR SECURITY TOKENS
RECOGNITION RULES
DEMATERIALISED INVESTMENT RULES
RULES FOR PRE-IPO LISTINGS
SOVEREIGN BONDS RULES
BANKING BUSINESS PRUDENTIAL RULES
PRUDENTIAL RULES FOR INVESTMENT FIRMS
PRUDENTIAL RULES FOR INSURANCE INTERMEDIARIES
INSURANCE AND REINSURANCE PRUDENTIAL RULES
ISLAMIC BANKING BUSINESS PRUDENTIAL RULES
ISLAMIC FINANCE RULES
TAKAFUL AND RETAKAFUL PRUDENTIAL RULES
REPRESENTATIVE OFFICE RULES
AIFC AUDITOR RULES
AIFC Financial Technology Rules
COOPERATION AND EXCHANGE OF INFORMATION RULES
TERMS AND PROCEDURE FOR CURRENCY TRANSACTIONS
FINANCIAL SERVICES EXEMPT FROM CORPORATE TAX
GLOSSARY
FEES RULES
RULES ON CURRENCY REGULATION AND PROVISION OF INFORMATION ON CURRENCY TRANSACTIONS IN THE AIFC
RULES ON THE SUBSTANTIAL PRESENCE OF THE AIFC PARTICIPANTS APPLYING TAX EXEMPTIONS FOR THE PAYMENT OF CIT, VAT
MULTILATERAL AND ORGANISED TRADING FACILITIES RULES
AIFC RECOVERY AND RESOLUTION RULES
AIFC RULES ON DIGITAL ASSET ACTIVITIES
RULES AND MECHANISMS OF COOPERATION OF UNBACKED DIGITAL ASSET EXCHANGES AND/OR CENTRE PARTICIPANTS AUTHORIZED TO CARRY OUT DIGITAL ASSETS-RELATED ACTIVITIES WITH SECOND-TIER BANK OF THE REPUBLIC OF KAZAKHSTAN
POLICIES AND POLICY STATEMENTS
NOTICES
GUIDANCE
TEMPLATE
CONSULTATION PAPERS
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1.7. Approval and Publication of a Prospectus by an Authorised Investment Exchange
1.7.2. Approval by the Authorised Investment Exchange