9.1. Application to register a Non-Exempt Fund or provide notification for an Exempt Fund

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FEES RULES

Guidance: Purpose of this rulebook

1. APPLICATION FEES PAYABLE TO THE AFSA

2. APPLICATION AND OTHER FEES PAYABLE TO THE REGISTRAR OF COMPANIES

3. ANNUAL SUPERVISION FEES PAYABLE TO THE AFSA

4. FEES FOR EXTRACTS OF INFORMATION

5. GENERAL PROVISIONS

6. SUPPLEMENTARY FEES

7. LATE FILING FEES AND FINES PAYABLE TO THE AFSA AND REGISTRAR OF COMPANIES

8. FINTECH LAB FEES

9. OTHER FEES

9.1. Application to register a Non-Exempt Fund or provide notification for an Exempt Fund

9.1.1. A Domestic Fund Manager or the Person proposing to be the Domestic Fund Manager of a Domestic Fund which is a Non-Exempt Fund, who is applying to register the Non-Exempt Fund in accordance with CIS 4.2, must pay to the AFSA:

9.1.2. A Domestic Fund Manager or the Person proposing to be the Domestic Fund Manager of a Domestic Fund which is an Exempt Fund in accordance with CIS 4.7 must pay to the AFSA:

9.2. Management of a Domestic Fund by a Foreign Fund Manager

9.3. Application to make amendments to the Constitution or Offering Materials of a Non-Exempt Fund

SCHEDULE 1: APPLICATION FEES PAYABLE TO THE AFSA FOR REGULATED ACTIVITIES

SCHEDULE 2: APPLICATION FEES PAYABLE TO THE AFSA FOR MARKET ACTIVITIES

SCHEDULE 3: APPLICATION FEES PAYABLE TO THE AFSA FOR ANCILLARY SERVICES

SCHEDULE 4: APPLICATION FEES PAYABLE TO AFSA FOR RECOGNISED NON-AIFC MARKET INSTITUTION, RECOGNISED NON-AIFC MEMBERS AND FOREIGN FUND MANAGERS

SCHEDULE 5: FEES PAYABLE TO THE REGISTRAR OF COMPANIES

SCHEDULE 5-1: ADMINISTRATIVE SERVICES FEES PAYABLE TO THE REGISTRAR OF COMPANIES *

SCHEDULE 5-2: Fees payable to the Registrar of Companies in respect of filing an annual return, annual confirmation of accuracy of information in the register or accounts in relation to each financial year

SCHEDULE 6: ANNUAL SUPERVISION FEES PAYABLE TO THE AFSA

SCHEDULE 7: APPLICATION FEES PAYABLE TO THE AFSA IN RESPECT OF WAIVERS, MODIFICATIONS AND OTHER RELIEFS

SCHEDULE 8: FINTECH LAB FEES

SCHEDULE 9: OTHER FEES

SCHEDULE 10: LATE FEES PAYABLE TO THE AFSA*

SCHEDULE 11: LATE FILING FEES PAYABLE TO THE REGISTRAR OF COMPANIES

RULES ON CURRENCY REGULATION AND PROVISION OF INFORMATION ON CURRENCY TRANSACTIONS IN THE AIFC

RULES ON THE SUBSTANTIAL PRESENCE OF THE AIFC PARTICIPANTS APPLYING TAX EXEMPTIONS FOR THE PAYMENT OF CIT, VAT

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RULES AND MECHANISMS OF COOPERATION OF UNBACKED DIGITAL ASSET EXCHANGES AND/OR CENTRE PARTICIPANTS AUTHORIZED TO CARRY OUT DIGITAL ASSETS-RELATED ACTIVITIES WITH SECOND-TIER BANK OF THE REPUBLIC OF KAZAKHSTAN

POLICIES AND POLICY STATEMENTS

9.1. Application to register a Non-Exempt Fund or provide notification for an Exempt Fund

9.1.1. A Domestic Fund Manager or the Person proposing to be the Domestic Fund Manager of a Domestic Fund which is a Non-Exempt Fund, who is applying to register the Non-Exempt Fund in accordance with CIS 4.2, must pay to the AFSA:

(a) the application fee specified in Schedule 9; and

(b) any supplementary fee required by the AFSA in accordance with FEES 6.

9.1.2. A Domestic Fund Manager or the Person proposing to be the Domestic Fund Manager of a Domestic Fund which is an Exempt Fund in accordance with CIS 4.7 must pay to the AFSA:

(a) the notification fee specified in Schedule 9; and

(b) any supplementary fee required by the AFSA in accordance with FEES 6.

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9.1. Application to register a Non-Exempt Fund or provide notification for an Exempt Fund

9.1.1. A Domestic Fund Manager or the Person proposing to be the Domestic Fund Manager of a Domestic Fund which is a Non-Exempt Fund, who is applying to register the Non-Exempt Fund in accordance with CIS 4.2, must pay to the AFSA:

9.1.2. A Domestic Fund Manager or the Person proposing to be the Domestic Fund Manager of a Domestic Fund which is an Exempt Fund in accordance with CIS 4.7 must pay to the AFSA: