Main
>
Legal Framework
>
20.1. Application
FINANCIAL SERVICES LEGISLATION
RULES
CONDUCT OF BUSINESS RULES
Guidance: Purpose of this rulebook
SCHEDULE 1: TRANSACTION RECORDS
SCHEDULE 2: KEY INFORMATION AND CONTENT OF CLIENT AGREEMENT
SCHEDULE 3: TRADE CONFIRMATION
SCHEDULE 4: PERIODIC STATEMENTS
SCHEDULE 5: FINANCIAL PROMOTIONS
Entire Act

20.1. Application

20.1.1. General application

This chapter applies to an Insurance Manager – i.e. Authorised Firm that is licensed by the AFSA to conduct the Regulated Activity of Insurance Management.