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A. Introduction
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LEGAL ENTITIES LEGISLATION
FINANCIAL SERVICES LEGISLATION
POLICIES AND POLICY STATEMENTS
NOTICES
GUIDANCE
AFSA Guidance for Over-the-Counter Transactions with Digital Assets
Guidance for AIFC Banks conducting settlement for Digital Asset Trading Facility Operators and Digital Asset Service Providers
Guidance on the Rules on the Substantial Presence of the Astana International Financial Centre Participants Applying Tax Exemptions for the Payment of Corporate Income Tax, Value Added Tax
Perimeter Guidance
Guidance on Providing Consultancy Services in the AIFC
Guidance on Interpretation of AIFC Market Rules Requirements Regarding Pro-Forma Information
Guidance (Requirements) applicable to the Rules of Internal Control for the purposes of counteracting the legalisation (laundering) of proceeds from crime and the financing of terrorism for financial monitoring entities of the Astana International Financial Centre (the Relevant Persons)
Guidance (Requirements) for the purposes of counteracting the legalisation (laundering) of proceeds from crime and the financing of terrorism, applicable to the Customer Due Diligence in cases when the Astana International Financial Centre Participants (the Relevant Persons) establish non-face to face business relations with customers
The List of financial services and ancillary services provided by the Astana International Financial Centre participants, subject to the financial monitoring
Banking Prudential Guideline
Chapter 1 General
Chapter 2 Principles relating to Banking Business
Chapter 3 Prudential Reporting requirements
Chapter 4 Capital Adequacy
Chapter 5 Credit Risk and Concentration Risk
A. Introduction
B. Credit Risk - Management Framework and Governance
C. Credit Risk Management
D. Problem Assets & Impaired Assets
E. Calculation of Credit Risk-Weighted Assets (RWAs)
F. Credit Risk Mitigation (CRM)
G. Use of Netting Agreements for Credit Risk Mitigation (CRM)
H. Securitisation and Re-securitisation
I. Provisioning requirements
J. Transactions with related parties
K. Concentration Risk
Chapter 6 Market Risk
Chapter 7 Operational Risk
Chapter 8 Interest Rate Risk in the Banking Book (IRRBB)
Chapter 9 Liquidity Risk
Chapter 10 Group Risk
Chapter 11 Supervisory Review and Evaluation Processes
Chapter 12 Public Disclosure Requirements
Manual for Preparation of Returns for Insurance and Reinsurance Firms
Manual for Preparation of Returns for Investment Firms
Manual for Preparation of Returns for Insurance Intermediaries and Managers
AFSA Annual Information Return Form
Audit Client Base sheet
SELF-ASSESSMENT OF INTERNAL QUALITY CONTROL MONITORING PROGRAM
Practical Guidance to AIFC Anti-Money Laundering and Counter – Terrorist Financing Framework
Regulatory Guidance On Fitness and Propriety
Manual for Preparation of Returns for Banking Business Firms, Islamic Banks and Islamic Financing Companies
Guidance on Competence Assessment
Guidance for Fund Management Activity and Funds in the AIFC
AIFC ENVIRONMENTAL, SOCIAL AND GOVERNANCE DISCLOSURE GUIDANCE
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CONSULTATION PAPERS
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Chapter 5 Credit Risk and Concentration Risk
B. Credit Risk - Management Framework and Governance
