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NOTICE N4 ON EXEMPT SECURITIES

Notice N4 on Exempt Securities

RELEVANT STATUTORY PROVISION: MAR 1.2.2 (EXEMPT SECURITIES)

THE ASTANA FINANCIAL SERVICES AUTHORITY HEREBY GIVES NOTICE THAT:

The List of Regulated Exchanges determined to be Equivalent and Securities to be admitted to the Official List maintained by the Astana International Exchange (AIX) without a Prospectus, where such securities meet requirements under (i), (ii) and (iii) of MAR 1.2.2(h):

1. Shares, Debentures and Certificates admitted to trading on the main market of the London Stock Exchange (LSE);

2. Shares admitted to trading on the AIM (Alternative Investments Market) of the London Stock Exchange (LSE);

3. Shares, Debentures admitted to trading on the Euronext Dublin;

4. Shares admitted on Main Board and Growth Enterprise Market (GEM) of the Hong Kong Stock Exchange (HKEX);

5. Shares admitted on Main Board of the Shanghai Stock Exchange (SSE).