NOTICE N4 ON EXEMPT SECURITIES
Notice N4 on Exempt Securities
RELEVANT STATUTORY PROVISION: MAR 1.2.2 (EXEMPT SECURITIES)
THE ASTANA FINANCIAL SERVICES AUTHORITY HEREBY GIVES NOTICE THAT:
The List of Regulated Exchanges determined to be Equivalent and Securities to be admitted to the Official List maintained by the Astana International Exchange (AIX) without a Prospectus, where such securities meet requirements under (i), (ii) and (iii) of MAR 1.2.2(h):
1. Shares, Debentures and Certificates admitted to trading on the main market of the London Stock Exchange (LSE);
2. Shares admitted to trading on the AIM (Alternative Investments Market) of the London Stock Exchange (LSE);
3. Shares, Debentures admitted to trading on the Euronext Dublin;
4. Shares admitted on Main Board and Growth Enterprise Market (GEM) of the Hong Kong Stock Exchange (HKEX);
5. Shares admitted on Main Board of the Shanghai Stock Exchange (SSE).